A new development related to the government's investigation of possible insider trading at a major hedge fund has raised questions in the case and caught the attention of two key senators.By: Marcy Gordon|Date: Nov 20, 2009

A new development related to the government's investigation of possible insider trading at a major hedge fund has raised questions in the case and caught the attention of two key senators.By: Marcy Gordon|Date: Nov 20, 2009

WASHINGTON - With federal regulators poised to propose changes for so-called dark pools, the head of the New York Stock Exchange said tighter rules should be applied to the alternative trading systems that don’t publicly provide price quotes and compete with traditional exchanges.By: Marcy Gordon|Date: Oct 21, 2009

WASHINGTON - Regulators yesterday proposed rules designed to stem conflicts of interest and provide more transparency for credit rating companies. They also proposed banning “flash orders,’’ which give some traders a split-second edge in buying or selling stocks.By: Marcy Gordon|Date: Sep 18, 2009

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WASHINGTON - Kenneth Lay, a former Enron chairman, told company investigators that his successor, Jeffrey Skilling, knew the details of many of the partnership transactions that sent the energy-trading company toward bankruptcy.

In 17 pages of notes released yesterday, Lay was quoted as saying that Skilling presented board members with the idea for one of the key partnerships. In another instance, Lay said, Skilling would have been responsible for tracking the financial performance of one of the deals.

By: Marcy Gordon, Associated Press|Date: Feb 20, 2002

WASHINGTON -- Taking up the banner of the small investor, the government's top securities regulator Friday chided the booming mutual fund industry for what he sees as inadequate disclosure of fees and risks.

But a consumer advocate contended such jawboning isn't sufficient and the regulators should require fuller disclosure.

By: Marcy Gordon, Associated Press|Date: May 17, 1998

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